Kevin James is a registered investment advisor, based in Fairfield, IA, with 15 years of industry experience.
Location
1776 Pleasant Plain Rd., Fairfield, IA, 52556-8757
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kevin is an insurance agent for various independent insurance companies and an advisory representative of a registered investment advisor. He also works as a VP at First State Bank of Lynnville, officiates high school athletics, is treasurer of the Kiwanis Club of Brooklyn, and works as a financial advisor at First State Investments.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.