DJ
DJ

Davis Jones

12 Years of Experience
Lubbock, TX
BrokerSells Insurance

Davis Jones is a registered investment advisor at Cetera Investment Advisers LLC, based in Lubbock, TX, with 12 years of industry experience. Davis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

12513 Quaker Ave, Lubbock, TX, 79424

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Davis sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He also works in financial services at Johnston Wealth Management, LLC, taking nearly full-time, and is president of Seeking Sitters Texas, spending a few hours per week on billing and bookkeeping.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
June 2013 - Present · 13 yrs 1 mo
Previous Registrations
Cetera Advisors LLC
June 2013 - March 2024 · 10 yrs 9 mos
Edward Jones
October 2010 - December 2010 · 2 mos
Edward JonesBroker
October 2010 - December 2010 · 2 mos
State Registrations8 states
ARILKSMSMTNMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Davis Jones - Financial Advisor | TrueAdvisor