Felipe Castaneda
Felipe Castaneda is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Lancaster, PA, with 15 years of industry experience. Felipe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
2137 Embassy Drive, Suite 117, Lancaster, PA, 17603
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Felipe operates his LPL business under the DBA Sage Financial LLC. He also provides investment advisory services through Private Advisor Group LLC, spending about half his time on this activity.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.Broker
Scottrade Investment Management
Scottrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel Crocker, CFPPrivate Advisor Group, LLC
- Andrew Nell, CFPGreenspring Advisors, LLC
- Jaidan Piper, CFPFaithward Advisors, LLC
- David Smith, ChFCOsaic Wealth, INC.
- Rick Rodgers, CFPRodgers & Associates
- Jeffrey Swope, CFP, ChFCMutual of Omaha Investor Services, INC.