Joan Lessner is a registered investment advisor, based in Red Wing, MN, with 15 years of industry experience.
Location
Red Wing, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joan owns and operates two Etsy shops: A Fabric Habit (since 2012) selling quilted items, and Beautiful Day Scarves (since 2015) selling head scarves. She spends a few hours per week on each shop.
Employment History
Current Registrations
Cetera Advisors LLC
March 2025 - Present · 1 yr 6 mos
Cetera Financial Specialists LLC
March 2025 - Present · 1 yr 6 mos
Cetera Investment Services LLC
March 2025 - Present · 1 yr 6 mos
Cetera Advisors LLCBroker
March 2025 - Present · 1 yr 6 mos
Cetera Financial Specialists LLCBroker
March 2025 - Present · 1 yr 6 mos
Cetera Investment Services LLCBroker
March 2025 - Present · 1 yr 6 mos
Cetera Wealth Services, LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Investment Advisers LLC
August 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
August 2023 - Present · 3 yrs 1 mo
Previous Registrations
Securian Financial Services, INC.
December 2013 - August 2023 · 9 yrs 8 mos
Securian Financial Services, INC.Broker
September 2010 - August 2023 · 12 yrs 11 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.