Keith Spengel is a registered investment advisor at Foundations Investment Advisors LLC, based in Denver, CO, with 7 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
Denver, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keith is the Director for Financial Education and Training at LTC Pro, LLC, dedicating full-time hours to teaching federal employees about benefits and promoting appointments. He is also the Director of Broadcasting Development at Magellan Financial, spending nearly full-time hours hosting television and radio shows and developing broadcasting content.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Cl Wealth Management LLC
Cabot Lodge Securities LLCBroker
Ef Legacy Securities, LLCBroker
Sanders Morris Harris LLCBroker
Edelman Financial Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.