Andrea Spangenberger is a registered investment advisor at Morgan Stanley, based in Charlotte, NC, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
6805 Carnegie Boulevard, Suite 400, Charlotte, NC, 28211
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
December 2021 - Present · 4 yrs 5 mos
Morgan StanleyBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2013 - July 2015 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
August 2012 - October 2013 · 1 yr 2 mos
Vanguard Marketing CorporationBroker
September 2010 - August 2012 · 1 yr 11 mos
State Registrations41 states
ALAZCACOCTDCDEFLGAHIIAIDILINKSMAMDMEMIMNMOMTNCNDNENJNMNVNYOHOKORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.