Stephanie Smith is a registered investment advisor, based in Holland, MI, with 14 years of industry experience.
Location
301 Hoover Blvd., Suite 300, Holland, MI, 49423
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephanie is an Investment Advisor Representative and a Registered Representative. She also sells various lines of non-securities insurance products and fixed annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
Level Four Financial, LLCBroker
Level Four Financial, LLC
West Michigan Advisors
Previous Registrations
Cantella & CO., INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.