LM
LM

Louis Mickavicz

15 Years of Experience
Dickson City, PA
BrokerSells Insurance

Louis Mickavicz is a registered investment advisor at Cetera Investment Advisers LLC, based in Dickson City, PA, with 15 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1601 Main St, Dickson City, PA, 18447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Louis receives compensation for referrals to First National Bank Trust Department and sells fixed life insurance outside of Cetera. He also owns rental property and is a 34% owner of 4M Logistics LLC, where he screens/approves tenants, collects rent, and handles property maintenance.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2016 - Present · 10 yrs 3 mos
Cetera Investment Services LLC
February 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLCBroker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
August 2012 - February 2014 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
November 2010 - August 2012 · 1 yr 9 mos
State Registrations6 states
AZFLMDNCNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Mickavicz - Financial Advisor | TrueAdvisor