James Ciocia is a registered investment advisor at Cetera Investment Advisers LLC, based in Lutz, FL, with 15 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Lutz, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James serves as a Power of Attorney for an immediate family member and prepares income tax returns for individuals and small businesses through Generations Tax and Wealth Management, dedicating a few hours per week. He also owns JPC TWM LLC, providing tax preparation services, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
Prime Capital Services, INC.Broker
State Registrations21 states
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