Bradley Robert Yocum

Hartford Funds

14 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds

September 2023 - Present · 2 yrs 5 mos

Hartford Funds Distributors, LLC

September 2023 - Present · 2 yrs 5 mos

Hartford Funds Distributors, LLCBroker

September 2023 - Present · 2 yrs 5 mos

Previous Registrations

S.B. Value Partners, L.P.

March 2023 - September 2023 · 6 mos

Advisors Asset Management, INC.Broker

April 2021 - March 2023 · 1 yr 11 mos

Advisors Asset Management, INC.

April 2021 - March 2023 · 1 yr 11 mos

Cornerstone Advisors Asset Management, LLC

March 2019 - April 2021 · 2 yrs 1 mo

M Holdings Securities, INC.Broker

March 2019 - March 2021 · 2 yrs

Nuveen Asset Management, LLC

January 2015 - August 2018 · 3 yrs 7 mos

Nuveen Securities, LLCBroker

January 2015 - August 2018 · 3 yrs 7 mos

Advisors Asset Management, INC.

February 2012 - January 2015 · 2 yrs 11 mos

Advisors Asset Management, INC.Broker

March 2011 - January 2015 · 3 yrs 10 mos

State Registrations5 states

INKYMIOHPA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.