DH
DH

David Hooks

15 Years of Experience
Lakeland, FL
Broker

David Hooks is a registered investment advisor at Morgan Stanley, based in Lakeland, FL, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

225 East LEMON STREET, 1st Floor, Lakeland, FL, 33801

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a board member on the finance committee for YMCA of West Central FL, spending minimal time outside business hours. He also serves as a trustee for a trust and a partner in Swann City Rentals, LLC, dedicating minimal time to each activity.

Employment History
Current Registrations
Morgan Stanley
December 2010 - Present · 15 yrs 5 mos
Morgan StanleyBroker
November 2010 - Present · 15 yrs 6 mos
State Registrations40 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.