TrueAdvisor
TrueAdvisor
SL
CFP
SL
CFP

Samuel Lee

Highpoint Planning Partners
12 Years of Experience
Glenview, IL
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Samuel Lee is a CFP-designated registered investment advisor at Highpoint Planning Partners, based in Glenview, IL, with 12 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 9,258 clients with $4.8B in assets under management.

Highpoint Planning Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
114 advisors
Number of Clients
9,258 clients
Average Client Portfolio
$517K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.20%

Annual asset management fees range from 0% to 2.20% and are negotiable. LPL sponsored advisory programs have separate fee schedules with maximum annual fees ranging from 1.35% to 2.95%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1701 E Lake Ave, Suite 257, Glenview, IL, 60025

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Samuel operates as a financial advisor and broker under Intrinsic Wealth Management Team, dedicating all of his time to this. He also works as an insurance producer selling various life insurance products and fixed indexed annuities, and is involved with Wealthvest as an FMO for fixed insurance, spending minimal time on each of these activities. Finally, Samuel owns and manages an Airbnb vacation rental, spending minimal time on it.

Employment History
Current Registrations
Highpoint Planning Partners
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Kovack Advisors, INC.
October 2018 - February 2022 · 3 yrs 4 mos
Kovack Securities INC.Broker
September 2018 - February 2022 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - June 2018 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - June 2018 · 3 yrs 9 mos
Kovitz Securities, LLCBroker
December 2010 - August 2011 · 8 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Glenview, IL →All financial advisors in Illinois →