RJ
RJ

Regan Johnson

15 Years of Experience
St. Cloud, MN
3 DisclosuresBroker

Regan Johnson is a registered investment advisor at Ameriprise Financial Services, LLC, based in St. Cloud, MN, with 15 years of industry experience. Regan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1765 Roosevelt Rd, St. Cloud, MN, 56301

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2008
Criminal
February 1990
Final Disposition
Criminal
December 1989
Final Disposition
Other Business Activities

Regan co-owns St. Cloud Financial Planning Services and spends about 10-20% of their time on business ownership. Regan also serves in the Minnesota National Guard and spends about 10-20% of their time on that, and they spend about 10-20% of their time on another business.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2013 - Present · 12 yrs 5 mos
Ameriprise Financial Services, LLCBroker
November 2010 - Present · 15 yrs 6 mos
Ameriprise Financial Services, LLC
November 2010 - Present · 15 yrs 6 mos
State Registrations14 states
AZCACOFLGAIAIDMNNDNMOHORSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Regan Johnson - Financial Advisor | TrueAdvisor