SP
SP

Steven Pagoaga

15 Years of Experience
Cottonwood Heights, UT
Broker

Steven Pagoaga is a registered investment advisor at Raymond James & Associates, INC., based in Cottonwood Heights, UT, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT, 84121

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven is a member of the Army National Guard and the Utah Army National Guard. These activities take a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 2019 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 6 mos
Raymond James & Associates, INC.
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2010 - November 2019 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
November 2010 - November 2019 · 9 yrs
State Registrations21 states
AZCACOFLHIIDILMAMTNCNENJNYOHORTNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.