RB
RB

Richard Brown

15 Years of Experience
Havre, MT
Broker

Richard Brown is a registered investment advisor at D.A. Davidson & CO., based in Havre, MT, with 15 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

125 Third Ave., Havre, MT, 59501

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Richard is the president of the Havre Mens Golf Association, a board member for multiple foundations (Natalie Patrick Foundation, Northern Lights Athletic Scholarship Foundation, and Montana State Northern Foundation), and a board member for the Montana State Northern Finance Board. He is also a member of the BCTC LLP Investment Club.

Employment History
Current Registrations
D.A. Davidson & CO.
December 2011 - Present · 14 yrs 5 mos
D.A. Davidson & CO.Broker
December 2010 - Present · 15 yrs 5 mos
State Registrations25 states
AKAZCACOFLGAIDILKSKYMNMOMTNCNDNENMNVORTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Brown - Financial Advisor | TrueAdvisor