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Stephen Stafutti

14 Years of Experience
New York, NY
Broker

Stephen Stafutti is a registered investment advisor, based in New York, NY, with 14 years of industry experience.

Location

Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
March 2017 - Present · 9 yrs 2 mos
Citi Private Alternatives, LLC
March 2017 - Present · 9 yrs 2 mos
Citigroup Global Markets INC.
April 2015 - Present · 11 yrs 1 mo
Citigroup Global Markets INC.Broker
April 2015 - Present · 11 yrs 1 mo
Citigroup Global Markets INC.
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2012 - August 2014 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2012 - August 2014 · 2 yrs 3 mos
Morgan Stanley Smith Barney LLC
January 2011 - June 2012 · 1 yr 5 mos
Morgan Stanley Smith BarneyBroker
October 2010 - June 2012 · 1 yr 8 mos
State Registrations22 states
CACOCTDCFLGAILINMAMTNJNMNVNYOHORPARITNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Stephen Stafutti - Financial Advisor | TrueAdvisor