Donald Bruce is a registered investment advisor, based in Nashville, TN, with 13 years of industry experience.
Location
Nashville, TN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Donald is a director of The Jarlemaes Group, LLC formed to purchase real estate, and an advisory representative of CIRA. He also uses UFSC, LLC as a DBA for his securities business, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Park Avenue Securities LLC
August 2018 - June 2019 · 10 mos
Park Avenue Securities LLCBroker
August 2018 - June 2019 · 10 mos
Cambridge Investment Research Advisors, INC.
January 2013 - July 2017 · 4 yrs 6 mos
Cambridge Investment Research, INC.Broker
January 2013 - July 2017 · 4 yrs 6 mos
Foresters Equity Services, INC.
November 2011 - December 2012 · 1 yr 1 mo
Foresters Equity Services, INC.Broker
November 2011 - December 2012 · 1 yr 1 mo
AXA Advisors, LLC
March 2011 - November 2011 · 8 mos
AXA Advisors, LLCBroker
December 2010 - November 2011 · 11 mos
State Registrations2 states
OHTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.