JO
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Jason Oconnor
12 Years of Experience
Colorado Springs, CO
1 DisclosureBroker
Jason Oconnor is a registered investment advisor at T. Rowe Price Associates, INC., based in Colorado Springs, CO, with 12 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B
Fee Structure
Minimum Investment:$50M
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
Colorado Springs, CO
Get directionsHistory
Regulatory History (1)
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Criminal
February 2001Final Disposition
Employment History
Current Registrations
T. Rowe Price Associates, INC.
September 2020 - Present · 5 yrs 8 mos
T. Rowe Price Investment Services, INC.Broker
June 2017 - Present · 8 yrs 11 mos
T. Rowe Price Investment Services, INC.
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Allianz Global Investors Distributors LLCBroker
April 2014 - May 2017 · 3 yrs 1 mo
Scotia Capital (USA) INC.Broker
July 2013 - April 2014 · 9 mos
UBS Securities LLCBroker
August 2012 - October 2012 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.