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Jason Oconnor

T. Rowe Price Associates, INC.
13 Years of Experience
Naperville, IL
1 DisclosureBroker
View SEC Summary
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Jason Oconnor is a registered investment advisor at T. Rowe Price Associates, INC., based in Naperville, IL, with 13 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,887 clients with $2200B in assets under management.

T. Rowe Price Associates, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
224 advisors
Number of Clients
6,887 clients
Average Client Portfolio
$318.9M average
Assets Under Management
$2196.5B

Fee Structure

Minimum Investment:$5M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.00%
$3.0M - $5.0M0.75%
$5M+0.50%

Schedule reflects standard Private Asset Management services. Other investment strategies and managed account programs have separate fee schedules ranging from 0.05% to 0.95% depending on the asset class.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Naperville, IL

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History

Regulatory History (1)
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Criminal
February 2001
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
T. Rowe Price Associates, INC.
September 2020 - Present · 6 yrs 1 mo
T. Rowe Price Investment Services, INC.Broker
June 2017 - Present · 9 yrs 4 mos
T. Rowe Price Investment Services, INC.
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Allianz Global Investors Distributors LLCBroker
April 2014 - May 2017 · 3 yrs 1 mo
Scotia Capital (USA) INC.Broker
July 2013 - April 2014 · 9 mos
UBS Securities LLCBroker
August 2012 - October 2012 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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