MS
MS

Michael David Sarfati

15 Years of Experience
Broker
Compensation
N/A
Firm Size
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

213 Washington Street, Newark, NJ, 07102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a notary public, performing notarization services on various legal documents since December 2023. This takes about 10-20% of his time.

Employment History
Current Registrations
Pruco Securities, LLC
February 2025 - Present · 1 yr
Pruco Securities, LLC.
January 2013 - Present · 13 yrs 1 mo
Pruco Securities, LLC.Broker
January 2013 - Present · 13 yrs 1 mo
Previous Registrations
Prudential Annuities Distributors, INCBroker
November 2021 - September 2022 · 10 mos
Prudential Investment Management Services LLCBroker
November 2021 - September 2022 · 10 mos
Garden State Securities, INC.Broker
October 2010 - December 2012 · 2 yrs 2 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.