Michael Sarfati is a registered investment advisor at Pruco Securities, LLC, based in S Plainfield, NJ, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
S Plainfield, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a notary public, performing notarization services on various legal documents since December 2023. This takes about 10-20% of his time.
Employment History
Current Registrations
Pruco Securities, LLC
Pruco Securities, LLC.
Pruco Securities, LLC.Broker
Previous Registrations
Prudential Annuities Distributors, INCBroker
Prudential Investment Management Services LLCBroker
Garden State Securities, INC.Broker
State Registrations2 states
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