David Smith is a registered investment advisor, based in Boston, MA, with 15 years of industry experience.
Location
200 Berkeley St., Boston, MA, 02116-5022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David owns a rental property since 2022 and collects rent. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
John Hancock Investment Management Distributors LLC
August 2021 - Present · 4 yrs 9 mos
John Hancock Investment Management LLC
August 2021 - Present · 4 yrs 9 mos
John Hancock Investment Management Distributors LLCBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLC
July 2016 - August 2021 · 5 yrs 1 mo
RBC Capital Markets, LLCBroker
July 2016 - August 2021 · 5 yrs 1 mo
Credit Suisse Securities (USA) LLC
November 2014 - June 2016 · 1 yr 7 mos
Credit Suisse Securities (USA) LLCBroker
November 2014 - June 2016 · 1 yr 7 mos
American Funds Distributors, INC.
June 2013 - October 2014 · 1 yr 4 mos
American Funds Distributors, INC.Broker
September 2012 - October 2014 · 2 yrs 1 mo
William Blair & Company L.L.C.
December 2010 - August 2012 · 1 yr 8 mos
William Blair & Company L.L.C.Broker
November 2010 - August 2012 · 1 yr 9 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.