Nicholas Austin
Nicholas Austin is a registered investment advisor at Intellicents Investment Solutions INC, based in Albert Lea, MN, with 15 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 6,093 clients with $7.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee Estimator
Location
100 North Broadway, Albert Lea, MN, 56007
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas is an independent insurance agent since 2016, selling group life, disability insurance, group health, and fixed annuities, dedicating minimal time. He also works with Intellicents Investment Solutions, Inc. as an RIA/401k advisor, spending about 10-20% of his time on this investment-related activity.
Employment History
Current Registrations
Intellicents Investment Solutions INC
Previous Registrations
Mutual Securities, INC.Broker
Cetera Advisors LLCBroker
Investors Capital CORP.Broker
LPL Financial LLCBroker
NFP Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.