Ian Mann is a CFP-designated registered investment advisor at LPL Financial LLC, based in Albany, NY, with 9 years of industry experience. Ian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
125 Wolf Road, Suite 501, Albany, NY, 12205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ian is the sole owner-operator of Sit Back Tax LLC, offering tax preparation, IRS representation, and bookkeeping services. This takes about a quarter of his time during trading hours and about 10-20% of his time outside trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Albanyadvisor Group LLC
Mercer Allied Company, L.P.Broker
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Riversource Distributors, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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