IC
CFP
IC
CFP

Ik Choi

15 Years of Experience
Pasadena, CA
Broker

Ik Choi is a CFP-designated registered investment advisor, based in Pasadena, CA, with 15 years of industry experience.

Location

2 North Lake Avenue, Suite 520, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ik is the Director of Operations and Chief Compliance Officer for Pasadena Private Wealth, a Registered Investment Advisor (RIA). This role takes up Ik's full time, 100% during trading hours, and involves ensuring business operations and regulatory compliance.

Employment History
Current Registrations
Gt Securities, INC.Broker
January 2025 - Present · 1 yr 4 mos
Gt Securities, INC.
January 2025 - Present · 1 yr 4 mos
Pasadena Private Wealth, LLC
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Pensionmark Securities, LLCBroker
May 2020 - May 2024 · 4 yrs
Purshe Kaplan Sterling InvestmentsBroker
May 2018 - May 2020 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - May 2018 · 7 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - May 2018 · 7 yrs 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ik Choi - Financial Advisor | TrueAdvisor