Chase Smith is a registered investment advisor at Osaic Wealth, INC., based in Beacon, NY, with 10 years of industry experience. Chase operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
427 Main Street, Suite 104, Beacon, NY, 12508
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Chase is an investment advisor representative (IAR) and holds his advisory business for clients, dedicating significant time to it. He is also a partner/financial advisor at RBT Wealth, an independent registered investment advisor, working nearly full-time and managing the daily activities of a wealth management division in partnership with a CPA firm.
Employment History
Current Registrations
Osaic Wealth, INC.
Previous Registrations
Rbt Wealth LLC
Securities America Advisors, INC.
Cerity Partners LLC
Lebenthal & CO., LLCBroker
Smith Asset Management, INC.Broker
State Registrations1 state
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