Kelly Ausburn
Kelly Ausburn is a CFP-designated registered investment advisor at LPL Financial LLC, based in Gig Harbor, WA, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Gig Harbor, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kelly is affiliated with HUB Retirement and Wealth Management, HUB International, and Global Retirement Partners, spending full-time hours on these activities. She also owns Wild Whimsy LLC, which includes a retail houseplant store and real estate rentals.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Global Retirement Partners LLC
HUB International Investment Services INC.Broker
HUB International Investment Services INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Sharebuilder 401k
Capital One Advisors, LLC
Capital One Investing, LLCBroker
U.S. Bancorp Investments, INC.Broker
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.