Stephen Peterson is a registered investment advisor at LPL Financial LLC, based in Ocala, FL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
215 SE 8th St Ste 100, Ocala, FL, 34471
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen is involved with DCCN, Inc. since 2021, dedicating about a quarter of his time to this investment-related outside employment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Dws Distributors, INC.Broker
Foreside Fund Services, LLCBroker
First Trust Advisors LP
First Trust Portfolios L.P.Broker
Invesco Advisers, INC.
Invesco Distributors, INC.Broker
State Registrations45 states
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