Katelyn Whalen is a registered investment advisor, based in Charlotte, NC, with 11 years of industry experience.
Location
1901 Roxborough Road, Suite 300, Charlotte, NC, 28211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Katelyn is a Senior Account Executive at NFP Retirement Inc., providing investment advisory services and dedicating full-time hours to relationship management for corporate retirement plans. Katelyn also works as a dogsitter, spending a few hours per week providing dog boarding services.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Wealthspire Retirement Advisory
Previous Registrations
Advised Assets Group, LLC
Gwfs Equities, INC.Broker
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Sterling Capital Management LLC
Sterling Capital Distributors, LLCBroker
Columbia Management Investment Advisers, LLC
Columbia Management Investment Distributors, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.