Thomas Moran
Thomas Moran is a registered investment advisor at Independence Capital CO., INC., based in Lakeland, FL, with 15 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 295 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 1.50% |
| $500K - $2.5M | 1.00% |
| $2.5M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
Lakeland, FL
Get directionsHistory
Regulatory History (1)
Criminal
September 1998Other Business ActivitiesSells Insurance
Thomas is a realtor, owner of Innovatus Group Benefit LLC (group benefit sales), owner of Innovatus Financial LLC (insurance sales), and owner/president of Tom Moran and Associates, Inc. (fixed life, annuity, health, disability, long term care insurances). He also works as an agent specializing in employee retention credits. These activities take up about a quarter of his time each, except for real estate and employee retention credits, which take minimal time.
Employment History
Current Registrations
Independence Capital CO., INC.
Independence Capital CO., INC.
Independence Capital CO., INC.Broker
Previous Registrations
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
AXA Advisors, LLCBroker
Pruco Securities, LLC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.