JM
JM

John Moore

15 Years of Experience
Saratoga Springs, NY
Broker

John Moore is a registered investment advisor at Morgan Stanley, based in Saratoga Springs, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Broadway, 2nd Floor, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John serves as a successor role for an estate since 2022 and is a Board Member, Finance Committee member, and Treasurer for Beagle School since 2020. He dedicates minimal time outside of business hours to these activities.

Employment History
Current Registrations
Morgan Stanley
January 2016 - Present · 10 yrs 4 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Invesco Advisers, INC.
July 2011 - December 2015 · 4 yrs 5 mos
Invesco Distributors, INC.Broker
July 2011 - December 2015 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - July 2011 · 7 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.