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Amanda Rainey

13 Years of Experience
Evansville, IN
Broker

Amanda Rainey is a registered investment advisor at LPL Financial LLC, based in Evansville, IN, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

123 Main Street., Evansville, IN, 47708

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amanda operates her LPL business through Old National Investments and Old National Wealth Advisors. She also works at Kohls, dedicating about a quarter of her time, and spends minimal time as a notary.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2017 - Present · 9 yrs 1 mo
LPL Financial LLC
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
Fifth Third Securities, INC.
February 2011 - September 2015 · 4 yrs 7 mos
Fifth Third Securities, INC.Broker
December 2010 - September 2015 · 4 yrs 9 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.