Laurie Ketterling
Laurie Ketterling is a registered investment advisor at RIA Advisory Group, LLC, based in Sioux Falls, SD, with 15 years of industry experience. Laurie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Annuities, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 1,996 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum allowable annual fee is 2%, using a tiered schedule where the rate applies to all managed assets. Fees are negotiable and paid monthly or quarterly in arrears.
Fee Estimator
Location
6300 S. Old Village Pl, Suite 100, Sioux Falls, SD, 57108
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laurie is involved in a family business, Blinds by Final Touch, and has a small ownership stake. Laurie also sells non-variable insurance and works as an agent for Financial Markets, Inc., dedicating about 10-20% of her time to this role during securities trading.
Employment History
Current Registrations
RIA Advisory Group, LLC
Previous Registrations
Visionpoint Advisory Group
LPL Financial LLCBroker
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Houstyn Heinz, CFPRIA Advisory Group, LLC
- Michael Bonander, CFACastellum Capital Management LLC
- Ross Menke, CFPMariner
- Erik Syverson, CFPUBS Financial Services INC.
- Matthew Schock, CFPEdward Jones
- Kelly Hahn, ChFCHahn Financial Group