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Thomas Robertson

4 Years of Experience
Tucson, AZ
Broker

Thomas Robertson is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 4 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1795 E Skyline Dr, Ste 141, Tucson, AZ, 85718

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is an investment committee member for the Rotary Club of Tucson, starting in November 2023. He spends minimal time monitoring performance and adherence to the investment policy statement.

Employment History
Current Registrations
Wells Fargo Advisors
May 2022 - Present · 4 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
December 2021 - Present · 4 yrs 7 mos
State Registrations23 states
AKALAZCACOFLIDILMAMIMSNCNJNVOHOKORSCSDTNTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.