Li Lee is a registered investment advisor, based in San Mateo, CA, with 13 years of industry experience.
Location
2955 Campus Drive, Suite 110, San Mateo, CA, 94403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Li is a sales agent for multiple insurance companies, including Quantum AI Financial & Insurance Agency, United Health Care, Antai Insurance, Health Trust Financial, JAR Insurance Services, and ACN Opportunity LLC, dedicating a significant amount of time to these activities. Li also works as a sales agent for Goodview Realty, an IAR rep for TLG Advisors Inc, a test engineering consultant for 4DS Memory, and solicits clients for American Financial Alliance.
Employment History
Current Registrations
The Leaders Group, INC.
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.