John Williams
John Williams is a CFP-designated registered investment advisor at Clarity Retirement & Wealth, LLC, based in New Bedford, MA, with 14 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 329 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $6.0M | 0.85% |
| $6.0M - $10.0M | 0.50% |
| $10M+ | 0.35% |
Some portfolio model managers charge a separate asset management fee that will not exceed 1.50% of assets under management.
Fee Estimator
Location
158 Charles L Mccombs Blvd., 2nd Floor, New Bedford, MA, 02745
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is Vice President at Plum Pointe Wealth Management, LLC, a registered investment advisor, spending nearly full-time hours on financial planning. He also works as a fixed insurance agent, dedicating a few hours per week, and is President of Williams Estate & Financial Group, a pass-through entity for accounting purposes, requiring minimal time. Finally, John buys and sells comic books online, spending a few hours per week.
Employment History
Current Registrations
Clarity Retirement & Wealth, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Plum Pointe Wealth Management
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.