Thomas Zanellato is a registered investment advisor, based in Las Vegas, NV, with 12 years of industry experience.
Location
Las Vegas, NV
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Principal Funds Distributor, INC.
July 2025 - Present · 10 mos
Principal Asset Management
July 2025 - Present · 10 mos
Principal Funds Distributor, INC.Broker
July 2025 - Present · 10 mos
Previous Registrations
Icapital Markets LLCBroker
January 2024 - July 2025 · 1 yr 6 mos
Putnam Investment Management, LLC
October 2022 - December 2023 · 1 yr 2 mos
Putnam Retail Management Limited PartnershipBroker
October 2022 - December 2023 · 1 yr 2 mos
Nuveen Asset Management, LLC
June 2018 - September 2022 · 4 yrs 3 mos
Nuveen Securities, LLCBroker
June 2018 - September 2022 · 4 yrs 3 mos
Alps Distributors, INC.Broker
September 2015 - June 2018 · 2 yrs 9 mos
Quasar Distributors, LLCBroker
August 2014 - August 2015 · 1 yr
Brandes Investment Partners, LP
August 2014 - June 2018 · 3 yrs 10 mos
Columbia Management Investment Advisers, LLC
March 2014 - July 2014 · 4 mos
Columbia Management Investment Distributors, INC.Broker
January 2014 - July 2014 · 6 mos
Willow Cove Investment Group, INC.Broker
October 2013 - December 2013 · 2 mos
State Registrations11 states
AKAZCAHIIDMTNVORUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.