PE
PE
Pamela Espinosa
15 Years of Experience
Albuquerque, NM
2 DisclosuresBrokerSells Insurance
Pamela Espinosa is a registered investment advisor, based in Albuquerque, NM, with 15 years of industry experience. Pamela is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5130 Masthead St., Suite C, Albuquerque, NM, 87109
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2023Settled
Criminal
May 1993Final Disposition
Other Business ActivitiesSells Insurance
Pamela is a Manager and Member of Davis Advisory Group, LLC, engaging in registered representative activities, insurance sales, and investment advisory services. She also works as an Investment Advisor Representative for Kestra Advisory Services, LLC, dedicating about a quarter of her time to this role.
Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2017 - Present · 8 yrs 11 mos
Kestra Investment Services, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Sii Investments, INC.
May 2011 - November 2017 · 6 yrs 6 mos
Sii Investments, INC.Broker
April 2011 - November 2017 · 6 yrs 7 mos
State Registrations20 states
AZCACODCIDILMTNCNJNMNVNYOHOKSCTXUTVAWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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