Scott Garcia is a registered investment advisor, based in Aspen, CO, with 15 years of industry experience.
Location
600 E. Hopkins Ave, Suite 201, Aspen, CO, 81611
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott is affiliated with Concurrent Investment Advisors and Concurrent Partners 1 in various roles. He also works as an insurance agent originating term life insurance as needed, dedicating minimal time to this activity.
Employment History
Current Registrations
Concurrent Investment Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.