JK
JK
Joseph Kassouf
15 Years of Experience
Birmingham, AL
Broker
Joseph Kassouf is a registered investment advisor at Cetera Investment Advisers LLC, based in Birmingham, AL, with 15 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1592 Montgomery Hwy, Birmingham, AL, 35216
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2018 - Present · 8 yrs 1 mo
Cetera Investment Advisers LLC
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2013 - May 2018 · 4 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2013 - May 2018 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2012 - June 2013 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - June 2013 · 1 yr 5 mos
Morgan Stanley Smith Barney LLC
December 2010 - February 2012 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
December 2010 - February 2012 · 1 yr 2 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.