EF
EF

Eric Fuller

15 Years of Experience
Plano, TX
1 DisclosureBroker

Eric Fuller is a registered investment advisor at Morgan Stanley, based in Plano, TX, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7500 Dallas Parkway, Suite 500, Plano, TX, 75024

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History

Regulatory History (1)
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Customer Dispute
February 2019
Denied
Other Business Activities

Eric owns a sole proprietorship raising horses since 2007. This takes minimal time each month and is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 11 mos
Morgan Stanley
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2011 - August 2020 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2011 - August 2020 · 9 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.