Thomas Caffrey
Thomas Caffrey is a registered investment advisor at Donald W. Nicholson & Associates LTD, based in Wilmington, DE, with 11 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 172 clients with $170M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4M+ | 0.60% |
Fees are negotiable.
Fee Estimator
Location
1403 Silverside Rd, Ste B, Wilmington, DE, 19810
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Donald W. Nicholson & Associates LTD
Moyer Wealth Management
Previous Registrations
Caffrey Retirement Solutions
Csenge Advisory Group, LLC
Lion Street Financial, LLCBroker
Lion Street Advisors, LLC
Fsc Securities Corporation
Fsc Securities CorporationBroker
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.