Thomas Smith
Thomas Smith is a registered investment advisor at MML Investors Services, LLC, based in Valdosta, GA, with 15 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2419 Andover Dr, Valdosta, GA, 31602
Get directionsHistory
Regulatory History (1)
Judgment / Lien
November 2020Other Business Activities
Thomas operates under the DBA Capital City Investments for his LPL business since 2021. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
VALIC Financial Advisors, INC.Broker
VALIC Financial Advisors, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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