Alexander Frederick is a registered investment advisor, based in Poughkeepsie, NY, with 15 years of industry experience.
Location
3344 Route 9 North, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Alexander is a 35% owner/partner in Prime Wealth Management, LLC, doing business as Prime Tax Planning Division, where he works as a business manager and tax preparer for about a quarter of his time. He also works full-time as a registered representative and wealth consultant for Prime Retirement Asset Management, Inc, which is a bill-paying entity for B. Riley Wealth.
Employment History
Current Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
Previous Registrations
National Securities CorporationBroker
Prime Capital Services, INC.Broker
John Hancock Funds, LLCBroker
Prime Capital Services, INC.Broker
State Registrations3 states
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