AF
AF

Alexander Peter Frederick

14 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
176 advisors
Number of Clients
17,372 clients
Average Client Portfolio
$405K average
Assets Under Management
$7.0B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K2.75%
$250K - $1.0M2.50%
$1M+2.00%

Fees and breakpoints are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3344 Route 9 North, Poughkeepsie, NY, 12601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alexander is a 35% owner/partner in Prime Wealth Management, LLC, doing business as Prime Tax Planning Division, where he works as a business manager and tax preparer for about a quarter of his time. He also works full-time as a registered representative and wealth consultant for Prime Retirement Asset Management, Inc, which is a bill-paying entity for B. Riley Wealth.

Employment History
Current Registrations
B. Riley Wealth ManagementBroker
July 2022 - Present · 3 yrs 7 mos
B. Riley Wealth Advisors, INC.
July 2019 - Present · 6 yrs 7 mos
Previous Registrations
National Securities CorporationBroker
November 2013 - July 2022 · 8 yrs 8 mos
Prime Capital Services, INC.Broker
August 2012 - November 2013 · 1 yr 3 mos
John Hancock Funds, LLCBroker
July 2011 - July 2012 · 1 yr
Prime Capital Services, INC.Broker
January 2011 - July 2011 · 6 mos
State Registrations3 states
CTFLNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.