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Felipe Soares

14 Years of Experience
Miami, FL
Broker

Felipe Soares is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

200 South Biscayne Boulevard, Suite 1100, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Felipe owns rental property in Sao Paulo, Brazil, since 2015. He spends minimal time collecting rent, paying taxes, and maintaining the property.

Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Tradewire Securities LLCBroker
December 2012 - January 2013 · 1 mo
Intl Fcstone Financial INC.Broker
December 2012 - June 2017 · 4 yrs 6 mos
Tradewire Securities LLCBroker
September 2011 - December 2012 · 1 yr 3 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.