AW
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Andrew Williams

11 Years of Experience
Evansville, IN
Broker

Andrew Williams is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Evansville, IN, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

110 Main Street, Evansville, IN, 47708

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is the owner and landlord of JAW Real Estate Holdings, LLC, a rental property in Evansville, IN. He spends minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
April 2024 - Present · 2 yrs 1 mo
Robert W. Baird & CO. Incorporated
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Fifth Third Securities, INC.
October 2020 - April 2024 · 3 yrs 6 mos
Fifth Third Securities, INC.Broker
October 2020 - April 2024 · 3 yrs 6 mos
Equitable Advisors, LLCBroker
July 2020 - October 2020 · 3 mos
Equitable Advisors, LLC
July 2020 - October 2020 · 3 mos
Edward Jones
May 2013 - April 2019 · 5 yrs 11 mos
Edward JonesBroker
April 2013 - April 2019 · 6 yrs
State Registrations33 states
AZCACODCFLGAHIILINKSKYLAMAMDMIMNMOMTNCNJNVNYOHOKPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.