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Quy Nguyen

Wells Fargo Advisors
13 Years of Experience
Irvine, CA
1 DisclosureBroker
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Quy Nguyen is a registered investment advisor at Wells Fargo Advisors, based in Irvine, CA, with 13 years of industry experience. Quy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5 Park Plz 19th Fl, [Support Center], Irvine, CA, 92614

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History

Regulatory History (1)
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Criminal
May 2006
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
July 2014 - Present · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2013 - Present · 13 yrs
Previous Registrations
Nylife Securities LLCBroker
February 2012 - November 2012 · 9 mos
State Registrations45 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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