Erica Kelly is a registered investment advisor, based in Stamford, CT, with 14 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Erica is an Investment Adviser Representative at Steward Partners Investment Advisory LLC and a Wealth Management Associate at The Sedoric Group of Steward Partners, dedicating minimal time to each. Erica is also an authorized member of Kelly Co Plumbing, LLC, spending about 10-20% of her time sending invoices and collecting payments.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Solutions, LLC
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Oppenheimer & CO. INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.