Tony Raygoza is a registered investment advisor, based in Pasadena, CA, with 15 years of industry experience.
Location
150 S Los Robles Ave, Suite 750, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tony is the author of "Financial Success for the Rest of Us" and is involved in marketing the book. He also provides investment advisory services through Trilogy Capital, Inc., spending a few hours per week on this activity, and has a DBA for his LPL business under Trilogy Financial.
Employment History
Current Registrations
Sovran Advisors, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Trilogy Capital, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations7 states
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