Siulun Leung is a registered investment advisor, based in Cupertino, CA, with 14 years of industry experience.
Location
Cupertino, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Citigroup Global Markets INC.
February 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.
February 2022 - Present · 4 yrs 3 mos
Citi Private Alternatives, LLC
February 2022 - Present · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2022 - Present · 4 yrs 3 mos
Citi Private Alternatives, LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2016 - February 2022 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2016 - February 2022 · 5 yrs 4 mos
Citigroup Global Markets INC.Broker
October 2013 - September 2016 · 2 yrs 11 mos
Hsbc Securities (USA) INC.Broker
February 2011 - September 2013 · 2 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.