Melissa Karpen is a registered investment advisor, based in Bellevue, WA, with 13 years of industry experience.
Location
10811 Main Street, Bellevue, WA, 98004
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
December 2023 - Present · 2 yrs 5 mos
Captrust
December 2023 - Present · 2 yrs 5 mos
Previous Registrations
Trutina Financial
December 2017 - March 2024 · 6 yrs 3 mos
Private Client Services, LLCBroker
February 2016 - December 2023 · 7 yrs 10 mos
Kms Financial Services, INC.Broker
July 2014 - January 2016 · 1 yr 6 mos
Kms Financial Services, INC
July 2014 - January 2016 · 1 yr 6 mos
Edward Jones
May 2012 - July 2014 · 2 yrs 2 mos
Edward JonesBroker
February 2012 - July 2014 · 2 yrs 5 mos
State Registrations4 states
CAFLORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.