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Robert Romain is a registered investment advisor, based in Southfield, MI, with 15 years of industry experience.
Location
27777 Franklin Road, Suite 700, Southfield, MI, 48034
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2025Settled
Other Business ActivitiesSells Insurance
Robert is a licensed independent insurance agent selling fixed insurance products through R F Romain and Associates Inc. and Romain Financial Inc., spending nearly full-time on this activity.
Employment History
Current Registrations
Corecap Advisors
April 2015 - Present · 11 yrs 1 mo
Corecap Investments, LLCBroker
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Ameritas Investment CORP.Broker
January 2011 - May 2015 · 4 yrs 4 mos
State Registrations11 states
ALAZFLILMIMONCNVNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.